On Aug 09, 2019, Federal Circuit affirmed district court’s
decision that Hospira & Dr Reddy’s Lab.(DRL) infringed methof of administration
patent under doctrine of equivalents.
This appeal concerns Eli Lilly’s patent US 7,772,209. The ‘209
patent claims method of administering pemetrexed disodium for the treatment of
cancer along with vitamin B12 & folic acid. Lilly markets the compound
pemetrexed in the form of a disodium salt as Alimta®, which is indicated, both
alone and in combination with other active agents, for treating certain types
of non-small cell lung cancer and mesothelioma. Hospira & DRL (Defendants) filed
NDA with USFDA to market the product with different salt, ie pemetrexed
ditromethamine. Lilly sued both the companies under Hatch-Waxman regulation for
infringement of US’ 209. Delaware court after trial held that pemetrexed
ditromethamine product infringes the said patent under doctrine of equivalents
(DOE). Additionaly, district also found that Hospira infringed under literal
infringement. Both defendants appealed.
a. Literal infringement by Hospira’s product:
Hospira on appeal argued that it cannot literally infringe
the claims of the ’209 patent because intravenous administration of pemetrexed
ditromethamine dissolved in saline—a solution which contains pemetrexed and
chloride anions alongside sodium and tromethamine cations—is not
“administration of pemetrexed disodium.” Lilly counters that Hospira’s view
improperly imposes a “source limitation,” requiring that the pemetrexed
disodium salt exist in solid form before administration, even thoufh its label
requires administration of solution. Federal circuit however, sided with
Hospira & held that product administered is ditromethamine. When it goes
into solution various ions are formed such as pemetrexed, sodium,c hloride
& tromethamine. But solution containing these ions cannot be deemed
pemetrexed disodium simply because some assortment of the ions in the solution
consists of pemetrexed and two sodium cations. Therfore to infringe the claim
literally, the pemetrexed disodium salt must be itself administered. Once into solution,
pemetrexed disodium is not remains present as salt, so the ditromethamine.
Therefore, it does not infringe under literal infringement.
b. Prosecution History Estoppel (PHE) –
On appeal defendants argued that district court erred in
determining infringement under DOE because PHE applies here. Defendants conteded
that, Plaintiff during prosecution limited claims from antifolate to specific
pemetrexed disodium in view of the prior arts. In response, Lilly relies on
only one exception to giving effect to the presumption as to the scope of
surrender: that the rationale of its amendment “[bore] no more than a
tangential relation to the equivalent in question.”
Federal Circuit agreed with Lilly & said that defendants
view of prosecution history estoppel, and the tangential exception in
particular, too rigid. Plaintiff narrowed claims because of the other
antifolate (methotrexate) mentioned in the prior art & not because of
salts. Methotrexed was mentioned in the prior art & therefore to remove
this rejection, claimes were amended to pemetrexed disodium salt from
anitfolate. The particular type of salt to which pemetrexed is complexed
relates only tenuously to the reason for the narrowing amendment, which was to
avoid prior art reference. Therefore, based onprosecution history it is
concluded that Lilly’s amendment was merely tangential to pemetrexed
ditromethamine. Thus, PHE cannot apply.
c. Disclosure-dedication rule –
Defendants argued that ditromethamine was mentioned in the one
prior art which appeared in the specification. Therefore by not claiming the
ditromethamine, plaintiff surrendered the claim scope for ditromethamine. But,
Federal CIruit said that the prior art reference was not incorporated entirely
in the specification. Moreover, there were generic structures disclosed in the reference
which essentialy covers thousands of compound. Though it mentions amine salt in
general but there was no specific
disclosure of pemetrexed ditromethamine. Therefore skilled person could not
envision that ditromethamine was disclosed & dedicated to public.
d. Insubstantial difference test -
Defendants argued that that the district court erred in
finding that its proposed pemetrexed ditromethamine product will be administered
in an insubstantially different way from the claimed method. There are
substantial differences between them, therefore they are not equivalents. But
Federal circuit held that the activity of compound is because of pemetrexed ion
& not because of salts. Therefore when both the salts go into the solution,
both forms pemetrexed ions. Thus, chemical differences between sodium and
tromethamine are clinically irrelevant because each undisputedly lacks
therapeutic activity.
In summary, Federal Circuit
concluded that neither prosecution history estoppel nor the disclosure-dedication
rule bars Lilly from asserting infringement through equivalence.
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