On Apr. 13, 2018, Federal
Circuit affirmed district court’s decision in Fanapt® finding patent valid
& infringed by ANDA filer in Hatch-Waxman litigation.
Vanda owns New Drug Application for Fanapt® (iloperidone),
an atypical antipsychotic approved by the USFDA in 2009 for the treatment of patients
with schizophrenia. Vanda owns US 8,586,610 patent, which will expire on November 2, 2027. The ’610 patent
relates to a method of treating schizophrenia patients with iloperidone wherein
the dosage range is based on the patient’s genotype. The ’610 patent teaches
“that treatment of a patient, who has lower CYP2D6 activity than a normal
person, with a drug [such as iloperidone] that is pre-disposed to cause QT2
prolongation and is metabolized by the CYP2D6 enzyme, can be accomplished more
safely by administering a lower dose of the drug than would be administered to
a person who has normal CYP2D6 enzyme activity.”
Claim 1 of the ’610 patent is representative and reads as
follows:
A method for treating a patient with iloperidone, wherein
the patient is suffering from schizophrenia, the method comprising the steps
of:
determining whether the patient is a CYP2D6 poor
metabolizer by: obtaining or having obtained a biological sample from the
patient; and performing or having performed a genotyping assay on the
biological sample to determine if the patient has a CYP2D6 poor metabolizer
genotype; and if the patient has a CYP2D6 poor metabolizer genotype, then
internally administering iloperidone to the patient in an amount of 12 mg/day
or less, and if the patient does not have a CYP2D6 poor metabolizer genotype,
then internally administering iloperidone to the patient in an amount that is
greater than 12 mg/day, up to 24 mg/day, wherein a risk of QTc prolongation for
a patient having a CYP2D6 poor metabolizer genotype is lower following the
internal administration of 12 mg/day or less than it would be if the
iloperidone were administered in an amount of greater than 12 mg/day, up to 24
mg/day.
In 2013, West-Ward filed Abbreviated New Drug Application
(“ANDA”) seeking approval to commercially manufacture, use, offer to sell, and
sell a generic version of Fanapt® in 1 mg, 2 mg, 4 mg, 6 mg, 8 mg, 10 mg, and
12 mg strengths. The proposed ANDA label is substantially identical in all
material respects to the Fanapt® label. The proposed label provides that the
“[i]loperidone dose should be reduced by one-half for poor metabolizers of
CYP2D6 [see Pharmacokinetics (12.3)].” Section 5.2, entitled “QT
Prolongation,” explains: “iloperidone was associated with QTc prolongation of 9
msec at an iloperidone dose of 12 mg twice daily” and that “[c]aution is
warranted when prescribing iloperidone . . . in patients with reduced activity
of CYP2D6 [see Clinical Pharmacology (12.3)].” Following a bench trial,
the district court found that West-Ward’s proposed products induce
infringement of the asserted claims of the ’610 patent, but do not
contributorily infringe them. The court found that the proposed ANDA label
“recommends”: (1) “practitioners use iloperidone to treat patients suffering
from schizophrenia”; (2) “oral administration of iloperidone tablets at 12 to
24 mg/day to nongenotypic CYP2D6 poor metabolizers and 12 mg/day or less to
genotypic CYP2D6 poor metabolizers”; and (3) “practitioners perform or have
performed a genotyping assay to determine whether patients are CYP2D6 poor
metabolizers.”
The district court also held that the asserted claims were
not invalid under § 101, § 103, or § 112 for lack of written description. The
court did conclude that “the asserted claims depend upon laws of nature,”
specifically, “the relationship between iloperidone, CYP2D6 metabolism, and QTc
prolongation.” But the court explained that the ’610 patent “addresses natural
relationships to which the claims add conducting CYP2D6 genotyping tests
to determine the appropriate dose of iloperidone to reduce QTc-related risks.”
“The court f[ound] that while it may have been conventional to
investigate for side-effects, [West-Ward] has not proven by clear and
convincing evidence that the precise test and the discovered results were
routine or conventional.” West-Ward appealed from the district court’s final
judgment.
Induced Infringement:
During appeal, West-Ward argued that the district court
clearly erred in finding that it would induce infringement because Vanda failed
to prove the requisite direct
infringement and specific intent
to induce infringement. Specifically West-Ward argued that the district court
clearly erred in finding that its proposed label “satisfies” the asserted
claims because the language of the label itself cannot constitute direct
infringement of the asserted method claims. Turning to specific intent,
West-Ward argued that Vanda failed to prove that its proposed label would
“‘encourage’ or ‘recommend’ a direct infringer (a psychiatrist or other
physician) to perform each step of the claimed methods.” West-Ward contended
that the substantial number of noninfringing uses precludes a finding of
specific intent as a matter of law.
Federal circuit, however agreed with Vanda that the district
court did not clearly err in finding induced infringement of independent claims
1, 9, and 13.8. Section 2.1 of label entitled, “Usual Dose,”
states: Iloperidone must be titrated slowly from a low starting dose . . . .
The recommended starting dose for iloperidone tablets is 1 mg twice daily. Dose
increases to reach the target range of 6 to 12 mg twice daily (12 to 24 mg/day)
may be made with daily dosage adjustments not to exceed 2 mg twice daily (4
mg/day). The maximum recommended dose is 12 mg twice daily (24 mg/day). . . .
Prescribers should be mindful of the fact that patients need to be titrated to
an effective dose of iloperidone”. Section 12.3 of the proposed
label, entitled “Pharmacokinetics,” states: Approximately 7 to 10% of Caucasians
and 3 to 8% of Black/African Americans lack the capacity to metabolize CYP2D6
substrates and are classified as poor metabolizers (PM), whereas the rest are
intermediate, extensive or ultrarapid metabolizers. Co-administration of
iloperidone with known strong inhibitors of CYP2D6 like fluoxetine results in a
2.3 fold increase in iloperidone plasma exposure, and therefore one-half of the
iloperidone dose should be administered. Similarly, PMs of CYP2D6 have higher
exposure to iloperidone compared with [extensive metabolizers] and PMs should
have their dose reduced by one-half. Laboratory tests are available to identify
CYP2D6 PMs.
Thus, the district court did not clearly err in finding that
§ 12.3 “recommends that practitioners perform or have performed a genotyping
assay to determine whether patients are CYP2D6 poor metabolizers.” Experts
for both parties testified that the referred-to “laboratory tests” are
“genotyping tests.” The district court thus found that “when the label states
that ‘laboratory tests’ are
available to identify poor metabolizers, the label is referring to ‘genotyping tests.’” The label instructs
practitioners that “PMs should have their dose reduced by one-half. [Genotyping
tests] are available to identify CYP2D6 PMs.” The court did not clearly err in
finding that this constitutes a recommendation to perform genotyping tests on
iloperidone patients.
Court further held that if the proposed ANDA product has
“substantial noninfringing uses,” West-Ward may still be held liable for
induced infringement. “Section 271(b), on inducement, does not contain the
‘substantial noninfringing use’ restriction of section 271(c), on contributory
infringement.” Sanofi, 875 F.3d at 646.
Thus, “a person can be liable for inducing an infringing use of a product even
if the product has substantial noninfringing uses . . . .”(citing Grokster, 545 U.S. at 934–37).
Patent Subject Matter Eligibility:
Court next addressed whether the asserted claims are
directed to patent-eligible subject matter. West-Ward argued that the asserted
claims are ineligible under § 101 because they are directed to a natural
relationship between iloperidone, CYP2D6 metabolism, and QT prolongation,
and add nothing inventive to those natural laws and phenomena. Vanda responded
that the asserted claims are patent eligible under § 101 at both steps of Mayo/Alice. Consistent with Supreme
Court precedent, federal circuit agreed with Vanda that the asserted claims are
not directed to patent-ineligible subject matter. Court further said that, first
the claims in Mayo were not directed to a novel method of treating a disease.
Instead, the claims were directed to a diagnostic method based on the
“relationships between concentrations of certain metabolites in the blood and
the likelihood that a dosage of a thiopurine drug will prove ineffective or
cause harm.”
In this case, the ’610 patent claims are directed to a
method of using iloperidone to treat schizophrenia. The inventors recognized
the relationships between iloperidone, CYP2D6 metabolism, and QTc prolongation,
but that is not what they claimed. They claimed an application of that
relationship. Unlike the claim at issue in Mayo, the claims here require a
treating doctor to administer iloperidone in the amount of either (1) 12 mg/day
or less or (2) between 12 mg/day to 24 mg/day, depending on the result of a
genotyping assay. The specification further highlights the significance of
the specific dosages by explaining how certain ranges of administered
iloperidone correlate with the risk of QTc prolongation. Thus, the ’610 patent
claims are “a new way of using an existing drug” that is safer for patients
because it reduces the risk of QTc prolongation. At bottom, the claims here
are directed to a specific method of treatment for specific patients using a
specific compound at specific doses to achieve a specific outcome. They are
different from Mayo. They recite more than the natural relationship between
CYP2D6 metabolizer genotype and the risk of QTc prolongation. Instead, they
recite a method of treating patients based on this relationship that makes
iloperidone safer by lowering the risk of QTc prolongation. Accordingly, the
claims are patent eligible.
Written Description:
West-Ward’s argued that the district court erred in finding
that the claims are not invalid for lack of adequate written description. Specifically,
West-Ward argued that the asserted claims are invalid for lack of written
description because nothing in the ’610 patent demonstrates possession of the
claimed dosage ranges for poor and non-poor CYP2D6 metabolizer genotypes.
West-Ward contended that the description does not contain experiments with
doses of 12 mg/day or less given to poor metabolizers, and reports data
that does not support the claimed poor-metabolizer dose range. However, Federal
circuit agreed with Vanda that the district court did not clearly err in
finding that the ’610 patent contains adequate written description for the
claimed “12 mg/day or less” dosage range for poor metabolizers. The ’610 patent
further explains that the reported results “show that patients can be more
safely treated with iloperidone if the dose of iloperidone is adjusted based on
the CYP2D6 genotype of each patient.”
Thus for the foregoing reasons, Federal circuit affirmed the
district court’s decision.