On Apr. 11, 2018, District Court The Hague handed down its
decision in FASLODEX® & revoked formulation patents for lack
of inventive step in a revocation proceeding initiated by Sandoz.
AstraZeneca is the
holder of the European patents EP 1250138 B2 and EP 2266573 B1.
The patents belong to the same patent family, both bear the title "
Fulvestrant formulation." Court considered “Howell” as closest prior art, which shows results from Phase II
clinical studies with fulvestrant for the treatment of estrogen-dependent
breast cancer. It discloses formulation of fulvestrant in castor oil containing
250 mg / ml fulvestrant is administered intramuscularly to patients with breast
cancer. It is also shown in Howell that the blood plasma concentration of
fulvestrant remains at a therapeutically relevant value for a month.
Based on the
foregoing, the objective technical problem can, in the opinion of the District
Court, be further specified as follows: “the
provision of a fulvestrant formulation in which 250 mg of fulvestrant is
dissolved in 5 ml of castor oil and the formulation (i) is suitable for
treatment. of breast cancer, (ii) does not precipitate and (iii) with sustained
release, in that a therapeutically significant plasma concentration is obtained
for at least two weeks after administration 5 ml by intramuscular injection”.
Court further said
that in the search for a solution to the problem, the person skilled in the art
would primarily look for known castor oil formulations of fulvestrant. Applying
a previously disclosed formulation is after all the simplest solution to the
problem. The court agreed with Sandoz that the expert will encounter “McLeskey” in the same field -
research into the treatment of breast cancer - and was public. In McLeskey,
moreover, reference is made to Howell. In McLeskey two different formulations
of fulvestrant are disclosed, both with a concentration of 50 mg fulvestrant /
ml, as shown by the description of the drugs used. In McLeskey, therefore, one
skilled in the art will find a preformulated solution of fulvestrant in castor
oil with exactly the target concentration (50 mg / ml corresponds to 250 mg in
5 ml, as used in Howell, sub-features 30.5 and 30.6).
The person skilled
in the art knew that there had to be a formulation which showed the positive
therapeutic effects, sustained release and few side effects disclosed in
Howell, in which 250 mg of fulvestrant was dissolved in 5 ml of castor oil. He
also knew by the clinical research published in Howell, but also by
publications of (the predecessor of) AstraZeneca , that fulvestrant was
promising for the second-line treatment (after tamoxifen) of
(estrogen-dependent) breast cancer in humans. According to the person skilled
in the art, it was not possible to dissolve 250 mg of fulvestrant without
excipients in 5 ml of castor oil. This provides an important motivation to
search for a formulation containing 5 ml (this is the maximum amount that can
be comfortably injected intramuscularly). In McLeskey a formulation is
disclosed with three excipients (15% w / v BzBz, 10% w / v BzOH and 10% w / v
EtOH) where fulvestrant is dissolved in the desired concentration in castor
oil. The excipients that are disclosed in McLeskey are therefore excipients
that are suitable for and not unusual in medicines. This fact will put the
person skilled in the art on the trail that there may be a suitable
formulation, and in any case the used expedients will not prevent him from
doing research.
Court further held
that the relevant person skilled in the art, starting from the objective
technical problem and encountering the castor oil formulation of McLeskey, will
examine the suitability of that formulation with standard tests with a
reasonable expectation of success. In doing so, he will find that the
formulation in vivoanimal testing on rabbits is appropriate for the treatment
of breast cancer, does not precipitate and that there with a therapeutically
significant plasma concentration is obtained for at least two weeks after
administration of 5 ml by intramuscular injection, at least for five days in
rabbits. He thus comes to the invention claimed in claim 30 without creative
thinking. This implies that conclusion 30 in combination with claims 1 and 29
of EP 138 is null and void due to lack of inventiveness.
EP 573 is a (small)
daughter of EP 138. EP 573 discloses the specific formulation of (claim 30 of EP
138), which has previously been found invalid. Neither has it been established
nor revealed that EP 573 discloses other sub-features which make it inventive.
The same applies to the sub claims. All this implies that EP 573 on the same
grounds as considered with regard to EP 138 is not inventive based on Howell in
combination with general knowledge and McLeskey, so that the Dutch part of this
patent will also be destroyed.
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