On Jan 04, 2018, the Federal Circuit vacated & remanded district court’s infringement decision in Amrix
(Cyclobenzaprine hydrochloride) ANDA case.
In this Hatch-Waxman case, Apotex Inc. and Apotex Corp.
appeal from the district court’s claim construction of “extended release
coating” and its finding that Apotex’s product infringes U.S. Patent Nos. 7,790,199 and 7,829,121.
Aptalis Pharmatech, Inc. and Ivax International GmbH own the ’199 and ’121
patents which relate generally to extended release dosage forms of cyclobenzaprine hydrochloride, a
skeletal muscle relaxant. Instead of requiring three daily doses of cyclobenzaprine,
as in the prior art, the asserted patents disclose an extended release
cyclobenzaprine formulation that provides twenty-four hour relief from muscle
spasms with a single dose.
The asserted patents teach two different formulations that
use a water insoluble polymer coating to achieve an extended release
profile. The parties refer to these alternatives as membrane systems and matrix
systems. In a membrane system, a water insoluble polymer coating is applied
onto an active-containing core. In a matrix system, the water insoluble polymer
is mixed together with the drug and compacted into a tablet. Although the
specification discloses two different extended release formulations, the claims
are not expressly limited to a specific formulation by name (i.e., “membrane
system” or “matrix system”). Claim 1 reads:
1. A pharmaceutical dosage form comprising a population of
extended release beads, wherein said extended release beads comprise: an
active-containing core particle comprising cyclobenzaprine hydrochloride as the
active; and an extended release coating comprising a water insoluble polymer
membrane surrounding said core, wherein said water insoluble polymer
membrane comprises a polymer selected from the group consisting of ethers of
cellulose, esters of cellulose, cellulose acetate, ethyl cellulose, polyvinyl
acetate, neutral copolymers based on ethyl acrylate and methyl methacrylate,
copolymers of acrylic and methacrylic acid esters with quaternary ammonium
groups, pH-insensitive ammoniomethacrylic acid copolymers, and mixtures
thereof; wherein the total amount of cyclobenzaprine hydrochloride in the
pharmaceutical dosage form is 30 mg; wherein following a single oral
administration of the pharmaceutical dosage form, the pharmaceutical dosage
form provides a maximum blood plasma concentration (Cmax) of 19.851±5.8765
ng/mL of cyclobenzaprine HCl and an AUC0-168 of 736.60±259.414 ng·hr/mL.
Apotex argued that it does not infringe because its products
contain a matrix-style formulation.
Parties stipulated to a construction for part of the disputed term that “a
water insoluble polymer membrane surrounding said core” means “a water
insoluble polymer covering that surrounds the active core.” The district court
subsequently construed “extended release coating,” the remainder of the
disputed claim term, as “[a] layer of any substance that is applied onto the
surface of another, the purpose of which is to delay the release of a drug in
order to maintain the drug at therapeutically effective concentrations over an
extended period of time.” Applying this claim construction, the district court
found that Apotex’s ANDA product contained an extended release coating and
infringed the asserted claims of the ’199 and ’121 patents.
Apotex appealed the district court’s claim construction and
its infringement finding. During appeal Apotex contended that the intrinsic
evidence would have taught an ordinarily skilled artisan at the time of the
invention that an “extended release coating” is limited to a continuous
outer film, not simply “[a] layer of any substance that is applied onto the
surface of another.” Federal circuit said that a coating that surrounds the
core or encloses it on all sides connotes a continuous coating, i.e., one that
covers the entire surface of the core. And, because the extended release
coating must surround the core, the plain claim language suggests that the
coating must be located outside of the core. In other words, the water
insoluble polymer membrane is an outer coating relative to the core. This
construction reflects these limitations by requiring a “continuous outer
film applied onto the surface of the active-containing core.” The
specification also bolsters the conclusion that the extended release coating
must be a continuous outer film. And the specification’s frequent references to
applying the extended release coating “onto”
the active-containing core comports with court’s understanding of the
spatial orientation required by the claims.
Federal circuit was not persuaded by Aptalis’ arguments in
defense of the district court’s contrary construction. Aptalis first argued
that the “applied onto the surface of the active-containing core” and
“outer” requirements would exclude preferred embodiments. In Example 2, for
instance, a seal coat is applied onto the active-containing core before the
extended release coating, and an additional coating layer is added after the
extended release coating. Because there is a seal coat between the extended
release coating and the active-containing core, Aptalis argued that the extended
release coating was applied onto the seal coat, not “onto the surface of the
active-containing core.” Similarly, Aptalis interpreted “outer” to mean
“outermost” and points out that there is a coating layer applied onto the
extended release coating in Example 2. Aptalis next asserted that the word
“continuous” does not appear in the asserted patents and that a “continuous”
extended release coating would not be functional because the coating must be
permeable to gastrointestinal fluids. Federal circuit denied all Aptalis
arguments & finally held that district court erred in construing the
claims. Thus it vacated and remanded the district court’s infringement
finding for further proceedings consistent with court’s claim construction.
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